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Research Data Management: Data Management Plans (DMPs)

A guide to define and explore Research Data Management

What is a Research Data Management Plan?

A data management plan (DMP) is a written document that describes the data used within a researcher project. This includes: 

  • the data acquired and generated during the course of the research project;
  • how the data will be managed, described, analysed and stored;
  • the mechanisms used to share and preserve the research dataOpenaire.edu

A data management plan helps achieve optimal handling, organising, documenting and enhancing of research data.

It is particularly important for facilitating data sharing, ensuring the sustainability and accessibility of data in the long-term and allowing data to be reused for future research.

For the effective management of data, planning must start when research is being designed and needs to consider both how data will be managed during the research and how they will be shared afterwards.

This involves thinking critically about the sharing of research data, what might limit or prohibit data sharing, and whether any steps can be taken to remove such limitations.

Good practice is also to regularly update the data management plan as research progresses, for example during six-monthly project meetings. That way, the plan becomes important documentation and a quality assurance statement for your research data in the long term. UK Data Service

Why Data Management Planning?

Research Funders and Publishers

Publicly funded research data are a public good and produced in the public interest. As such, research data that should be made openly available with as few restrictions as possible in a timely and responsible manner that does not harm intellectual propertyUK Data Service

Many research funders and article/book publishers require require grant-holders to submit a DMP both at the preparation/early stages, and after the project is concluded. 

More and more, funders and publishers require a short data management statement or plan as part of the grant proposal process, and a full-blown DMP after funding has been approved. Ghent University

Institutional Requirements  

One of the key issues to think about at the start of data management planning is to know your institution’s policies and services, such as storage and backup strategy, research integrity framework, Intellectual Property rights policy, and any data sharing facilities like an institutional repository. UK Data Service

Planning helps to clarify, at an early stage, individual and institutional roles and responsibilities. Ghent University

At Rhodes University, it is mandatory that all Masters and PhD theses and dissertations are deposited into the Rhodes Digital Commons (Theses & Dissertations) institutional repository.

 

Researchers and Postgraduate students are encouraged to deposit their research data into the Institutional ​​​​​​​ Data Repository; which uses the FigShare Platform.

Where can researchers find assistance and support with writing a DMP?

Researchers are often unfamiliar with the support and services available to them. Listed below are some guides for researchers:

Training

UK Data Service - interactive RDM training hub


Rhodes University Research Support Units

Some Universities and Institutions have a mandate for all researchers to provide DMPs for each research project. Rhodes University does not currently have a DMP mandate.

However, it is strongly advocated that all Masters & PhD students, and researchers develop DMPS at the start of the research project

 

Online tools

DMP Tool. Create Data Management Plans that meet researchers' requirements and promotes research

Data Management Plan checklist

Researchers need to plan, design and organise their research process:  

  • plan what data they need to collect, and how to collect it
  • decide what data will be used in the research project work and how will it be represented
  • plan how and where the research data will be stored for preservation and reuse
  • decide how the data may be made discoverable, accessed, shared and terms of re-use

These are the core elements of Data Management Plans (DMPs) and as such, are to be initiated at the start of any research project/undertaking

Creating a DMP is considered good research practice. Decisions made early on in the research project helps researchers save time, consider the necessary resources and costs. These will be required for funding/grant applications

A good DMP takes into account the applicable regulations and data policies, and considers the whole research data lifecycleGhent University

One of the key issues to think about at the start of Data Management Planning is to design data management according to the needs and purpose of the research. It is also important to aim to incorporate data management measures as an integral part of your research cycle. UK Data Service

Use a checklist to develop a data management plan 

The DCC checklist was developed to guide researchers through the step-by-step process to managing data from the funding application, through the research process, publication and finally post-publication.

Keep in mind

It is good practice to review the DMP throughout the research process

Funder and Publisher requirements

One of the key issues to think about at the start of Data Management Planning is to meet the funders and publishers research data requirements

“Planning how your data will be looked after – many funders now require data plans as part of applications” University of Oxford

What to cover in your DMP may also depend on your funder. Many research funders provide their own DMP template. UK Data Service

Resources required 

One of the key issues to think about at the start of Data Management Planning is to decide what resources will be required.

Research Data Management saves time and resources

Researchers will spend less time on data management and more time on research by investing the time and energy at the start of the project.  University of Oxford

Planning helps to focus on the resources and funding needed to implement good data management practices. It is essential to identify the type of support, resources, services needed throughout the project. UK Data Service

Types of resources to consider:

Finding Data

One of the key issues to think about at the start of Data Management Planning is to decide where to locate/find data

"Finding the right data for the research is easiest when there is a well-thought-out strategy."  Texas Universities

It is important to know for researchers to decide whether to collect new data or reuse existing data. University of Pittsburgh

Data Ethics  

One of the key issues to think about at the start of Data Management Planning is to know the legal, ethical and other obligations regarding research data, towards research participants, colleagues, research funders and institutions. UK Data Service 

Researchers need to know how any of the ethical and legal issues will be dealt with. Ghent University

They are required to know the legal, ethical and other obligations regarding research data, towards research participants, colleagues, research funders and institutions. UK Data Service

 

Important considerations:

1. Human subjects  

  • Have you gained consent for data preservation and sharing?
  • How will you protect the identity of participants if required? DCC checklist
  • Privacy, consent, intellectual property, and security issues. University of Pittsburgh
  • How will you protect the identity of participants?

2. Animal subjects  

  • The 3Rs Principle (Reduction, Refinement, and Replacement)
  • Justification of Animal Use
  • Welfare of Animals
  • Ethical Review and Oversight
  • Regulations and Guidelines
  • Public and Ethical Concerns
  • Informed Consent (when applicable)

3. Sensitive data  

How will sensitive data be handled to ensure it is stored and transferred securely? DCC checklist

Data Collection

One of the key issues to think about at the start of Data Management Planning is to plan how data will be collected. 

A data management and sharing plan at the start of every research journey or project helps researchers to consider the following when they decide on what to do with the research data:

  • What data will be collected
  • what format of research data will be collected. University of Pittsburgh
  • What is the quantity of data to be collected. University of Pittsburgh
  • how will research data be collected
  • what types of data products will be generated
  • how will research data be managed, stored and backed up throughout the whole research process - assign roles and responsibilities for data management on your research team. University of Pittsburgh
  • how to keep track of research data
  • how will the research data be stored  (short, mid and long term)
  • how will data be backed us, and how often 
  • how will data be organised within a file
  • how will the data be organised, described and labeled
  • how will version control be handled and tracked
  • what file formats will be used
  • how will sensitive data be managed
  • what ethical requirements are needed
  • How will the samples be collected and analyzed?
  • how will research data will be shared afterward the project to the wider research community 

Source: UK Data Service

Data Analysis

One of the key issues to think about at the start of Data Management Planning is to decide how the data will be analysed, represented and visualised.

How will the samples be collected and analyzed?

Good management helps to prevent errors and increases the quality of data analysis

Data preservation, data storage and data security

One of the key issues to think about at the start of Data Management Planning is to know the Rhodes University policies and services on issues such as storage and backup strategy, research integrity framework, Intellectual Property rights policy, and any data sharing facilities like an institutional repositoryUK Data Service

 

Data preservation and data security as data, especially digital data, is fragile and easily lost.  University of Oxford

 

Sensitive Data

Many public research funders require a data management and sharing plan as part of research grant applications. They also expect data to be shared. UK Data Service  

Data Licensing

One of the key issues to think about at the start of Data Management Planning is to decide on the data licensing and ownership issues.

"In today's technology-rich environment, companies increasingly recognize the value of data as a business asset that should be protected and can be exploited through licensing to third parties. Companies and their counsel therefore can encounter a range of agreements that implicate the protection and treatment of data and related intellectual property (IP) rights. Where one party is seeking to exploit a data feed or has developed a database it wishes to license, data issues may be the specific focus of a transaction. However, data issues also arise as an ancillary consideration in other licenses and commercial transactions, in particular technology services arrangements."  Thompson Reuters

Data Use Agreement (DUA)

"A Data Use Agreement (DUA) is a binding contract governing access to and treatment of nonpublic data provided by one party (a “Provider”) to another party (a “Recipient”). DUAs are often required by external parties before they permit data to be accessed by Harvard, and may also be necessary in order for Harvard data to be disclosed to another organization. DUA terms and conditions vary depending on the laws and regulations governing the specific type of data to be shared, as well as the policies and/or requirements of the Provider and Recipient." Harvard University

Risk protection

One of the key issues to think about at the start of Data Management Planning is to think about potential risks and how to counter them.

It is essential to protect institutions from reputation, financial and legal risk.  University of Oxford

Data Sharing

One of the key issues to think about at the start of Data Management Planning is to know Rhodes University policies and services on issues such as storage and backup strategy, research integrity framework, Intellectual Property rights policy, and any data sharing facilities like an institutional repository. UK Data Service

Research Data Management facilitates sharing of research data and, when shared, data can lead to valuable discoveries by others outside of the original research team

Research integrity

One of the key issues to think about at the start of Data Management Planning is to know Rhodes University's policies and services, such as storage and backup strategy, research integrity framework, Intellectual Property rights policy, and any data sharing facilities like an institutional repository. UK Data Service

Well-managed and accessible data allows others to validate and replicate findings, and to ensure research integrity.

RDM is a due diligence practice that ensures the researcher retains transparency and accountability. 

Data Retrieval

One of the key issues to think about at the start of Data Management Planning is to consider data retrieval. 

"Retrieve is the process of obtaining information or data from a storage location. In the realm of technology and computing, it commonly refers to accessing stored data in databases, files, or memory". Lenovo

Standards and Community of Practice

Publicly funded research data must:

  • be openly discoverable and accessible by applying quality and standard metadata practices
  • be legally compliant with copyright and intellectual property guidelines by following legal, ethical and commercial constraints on the release of research data
  • be recognised for standard data collection and analytical practices
  • acknowledge sources of data and other intellectual research outputs 

Therefore, one of the key issues to think about at the start of Data Management Planning is to assign roles and responsibilities to relevant parties. UK Data Service.

Ask your Librarian for assistance.

MANTRA - John MacInnes - Importance of data management planning

MANTRA - Richard Rodger - Advising PhD students on data management planning